Fall 2013
5363 Securities Regulation - BRITTON- 12404

Professor(s): Raymond Britton (FACULTY)

Credits: 3

Course Areas: Business and Commercial Law 

Time: 2:30p-4:00p  MWLocation: 215 TU2 

Course Outline: A study of the basic principles of our unique system of securities regulation. Among the areas addressed are jurisdiction, the identification of securities and the analysis and evaluation of the disclosure philosophy as it pertains to domestic and international offerings as well as under state "blue sky" laws. Special emphasis is given to the importance of the principal exemptions form registration under the 1933 Act, and to consequent civil liabilities for unregistered offerings or inadequate disclosure in filed documents.

Course Syllabus: Syllabus pdf

Course Notes:   

Prerequisites:  

First Day Assignments: The assignment for the first class is pp. 1-20 in the casebook.

Final Exam Schedule: 12/13 2-5pm  3 BLB    

This course will have:
Exam:
Paper:

Satisfies Skills Course Requirement: No
Satisfies Senior Upper Level Writing Requirement: No