5363 Securities Regulation - BRITTON- 12573
time change 3-19-12
Raymond Britton (FACULTY)
Course Areas: Business and Commercial Law
Time: 6:00p-7:30p MW Location: 213 BLB
Course Outline: A study of the basic principles of our unique system of securities regulation. Among the areas addressed are jurisdiction, the identification of securities and the analysis and evaluation of the disclosure philosophy as it pertains to domestic and international offerings as well as under state "blue sky" laws. Special emphasis is given to the importance of the principal exemptions form registration under the 1933 Act, and to consequent civil liabilities for unregistered offerings or inadequate disclosure in filed documents.
Course Syllabus: Syllabus (pdf)
First Day Assignments: First Day Assignment:
Please read pages 1-18 in the casebook.
Final Exam Schedule: 12/12 6-9pm 209 BLB
This course will have:
Satisfies Skills Course Requirement: No
Satisfies Senior Upper Level Writing Requirement: No